Business Compliance & Regulatory Services in UAE

International Perspective

At Finjuris Global, we go beyond merely completing tasks—we create compliance ecosystems that adapt alongside your business. In an environment of increasing regulations, intricate filings, and heightened enforcement risks, we serve as your in-house compliance partner with local expertise in the UAE and an international perspective.

In today’s dynamic regulatory landscape, compliance is not optional; it’s foundational. At Finjuris Global, we don’t simply tick boxes. We build dynamic, scalable compliance ecosystems that evolve in line with your business model, risk profile, and industry regulations. Whether you’re a startup, SME, or a regulated financial entity, we act as your outsourced compliance team, ensuring you remain vigilant, audit-ready, and regulator-proof at every stage of your growth.

Core Regulatory Coverage

Economic Substance Regulations (ESR): Assessment, reporting, and remediation of substance gaps.
AML/CFT Compliance: Design of a risk-based AML program, transaction monitoring, STR filing, and training.
UBO Declarations: Identification and registration of Ultimate Beneficial Owners per MoE guidelines.

Ongoing Filings & Renewals

Annual license renewals, ESR resubmissions, and VAT filings.
Timely compliance calendars and tracking of deadlines.
Communication with UAE free zones, DED, FTA, and other governmental agencies.

Governance & Risk Advisory

Internal control frameworks that align with OECD and FATF standards.
Reviews of board and shareholder policies.
Development of risk registers and strategies for KYC/KYT integration.

Our Services

At Finjuris Global, we deliver end-to-end compliance solutions tailored to meet the evolving regulatory landscape of the UAE and international standards. Whether you’re a startup navigating your first regulatory filing or a high-risk enterprise needing advanced AML oversight, our services are designed to ensure your operations remain compliant, resilient, and future-ready. With a team of legal, tax, and risk experts, we function as your dedicated outsourced compliance partner, offering proactive support, documentation accuracy, and strategic foresight to help your business stay ahead of enforcement actions, audits, and regulatory changes.

We offer:

FIU registration and VASP classification analysis

AML/CFT policy drafting, gap analysis, and audit preparation

UBO identification and filing across free zones and mainland

ESR self-assessment and quarterly/yearly reporting

VAT and corporate tax onboarding and advisory

Ongoing compliance retainers for startups and SMEs

Internal control documentation and KYC/Onboarding SOPs

Transaction monitoring frameworks and risk-based scoring models

Our team acts as an outsourced compliance desk to keep your business audit-ready and regulator-proof. We also provide mock audit simulations and pre-inspection readiness programs for financial services entities.

We serve as your strategic outsourced compliance desk, helping you build resilient frameworks that meet local laws and global expectations while supporting long-term growth.

Why does it matter?

Failure to meet compliance obligations is no longer a technical error; it’s a strategic risk. From hefty fines and license suspensions to reputational damage and criminal liability, the consequences of non-compliance are increasingly severe. With global regulatory convergence and cross-border data sharing between tax and enforcement authorities, even small businesses are under greater scrutiny.

Whether you're dealing with ESR, AML, or VAT, having a forward-thinking compliance strategy ensures you're not just following the rules but staying ahead of them. Compliance protects not only your legal standing but also your access to banking, partnerships, and investment opportunities. It builds stakeholder confidence and ensures business continuity in an evolving regulatory climate.

Why Should You Choose Finjuris for Compliances?

Our compliance assistance is not merely reactive—it is proactive, preventive, and tailored to your needs. Whether you are preparing for a free zone audit or a regulatory licensing process, we offer precise guidance, ensuring your peace of mind and complete accountability.

At Finjuris Global, we approach compliance with precision, insight, and long-term strategy. We don’t provide generic templates; we deliver tailored solutions based on your industry, business model, and operational risk.

A multidisciplinary team comprising legal experts, tax consultants, and risk managers

UAE-specific knowledge paired with global regulatory alignment

Real-world experience working with regulated entities, including fintech, crypto, real estate, and gaming

Automation-friendly processes for monitoring, filing, and reporting

Consistent updates on regulatory changes and their business impact

Our aim is to future-proof your business through compliance frameworks that are adaptable, efficient, and audit-ready at all times.

What Sets Us Apart?

01.

Compliance as a Service

At Finjuris Global, we understand that not every company has the internal resources to manage the ever-growing burden of regulatory compliance. That’s why we offer Compliance as a Service (CaaS), a fixed-fee monthly retainer model where we act as your dedicated, external compliance team. From ESR and UBO filings to AML/CFT readiness and corporate tax onboarding, we handle it all. Our service is especially valuable for startups, SMEs, and lean Web3 teams, offering enterprise-grade compliance support without the overhead of in-house staff.

02.

Sector Specific Expertise

Every industry faces unique compliance challenges, and we don’t believe in one-size-fits-all solutions. Whether you’re operating a cryptocurrency exchange, launching a fintech product, managing an e-commerce platform, or working in healthcare, logistics, or real estate, we tailor our compliance frameworks to your risk exposure, regulatory category, and jurisdiction. Our experts understand industry nuances, ensuring you remain aligned with both UAE requirements and global best practices, while still moving fast and staying competitive.

03.

Technology-Driven Execution

In a compliance environment were missing a deadline or failing to track a document could lead to penalties, we bring technology into the heart of your compliance operations. We deploy compliance dashboards, filing trackers, pre-audit simulators, and risk monitoring tools to help you maintain control and visibility at all times. Whether you’re preparing for a regulatory inspection or just staying ahead of quarterly filings, our automated systems ensure zero slippage and real-time alerts, freeing your team to focus on growth, not governance.

04.

FIU & VASP Knowledge Base

Unlike general consultants who may lack hands-on experience, we have deep, practical expertise in supporting Virtual Asset Service Providers (VASPs) and Designated Non-Financial Businesses and Professions (DNFBPs). We assist with Financial Intelligence Unit (FIU) registration, design custom AML policies, conduct blockchain risk scoring, and ensure ongoing STR (Suspicious Transaction Report) readiness. Whether you’re setting up a digital wallet service, launching a token, or handling high-volume crypto transactions, we help you navigate regulatory minefields with confidence and clarity.

05.

Regulatory Foresight

Compliance is not just about following today’s rules, it’s about anticipating tomorrow’s challenges. At Finjuris, we continuously monitor changes in UAE laws, global AML directives, OECD standards, and sector-specific guidance, helping your business stay future-ready. We advise on the upcoming implications of corporate tax reforms, digital asset regulation, data privacy laws, and cross-border reporting regimes such as CRS/FATCA. Our goal is not just to keep you compliant, but to position you for long-term resilience in a fast-evolving regulatory environment.

Frequently Asked Questions (FAQs)

1.Is it necessary for all companies registered in the UAE to adhere to compliance?

Absolutely. Every entity registered in the UAE—whether on the mainland, in free zones, or offshore—must fulfill essential regulatory requirements such as the UBO declaration, ESR classification, and VAT registration if applicable. Regulated entities (like fintech, crypto, and gaming businesses) face additional specific obligations.

2. What is the purpose of FIU registration, and who is required to obtain it?

FIU registration is essential for Virtual Asset Service Providers (VASPs) and certain Designated Non-Financial Businesses and Professions (DNFBPs). It aims to ensure compliance with AML regulations by mandating the reporting of suspicious transactions and the establishment of internal risk management protocols.

3. What are the consequences of non-compliance with UBO or ESR regulations?

Failing to adhere to UBO or ESR rules can lead to penalties, suspension of licenses, and potential harm to reputation. Regulatory bodies currently exchange information about non-compliant entities across different jurisdictions.

4. What are the risks of non-compliance with AML or ESR rules?

Administrative penalties ranging from AED 15,000 to AED 1 million, License suspension or non-renewal, Blacklist risks impacting access to banking and foreign investment, Reputational damage and brand trust erosion, and Automatic information exchange with global regulators (CRS, FATCA).

5. Can Finjuris handle regulatory inspections or audits on our behalf?

Yes. We offer mock audit simulations, document review, and even represent you during inspections from regulators such as the FTA, the Ministry of Economy, or the FIU. We also help prepare your team with training and internal SOPs.

6. Can I outsource only a portion of my compliance function to Finjuris?

Yes. Finjuris offers modular services, so you can outsource specific functions such as AML/CFT, ESR reporting, VAT filing, or audit preparation. Whether you need full-time external compliance support or occasional guidance, our services are fully scalable and customizable.

7. What is transaction monitoring, and is it mandatory?

Transaction Monitoring involves ongoing review of customer transactions to detect unusual, suspicious, or high-risk activities. It’s a mandatory AML requirement for regulated businesses. Finjuris assists in designing automated or semi-automated systems based on your sector and risk profile, including red flag indicators, alert generation, and case management workflows.

8. What is transaction monitoring, and is it mandatory?

We provide end-to-end support, including: FIU/VASP registration, Blockchain transaction monitoring and wallet risk scoring, Custom AML/CFT policies for crypto exchanges and token issuers, STR training, and ongoing advisory. We’ve worked with DeFi, gaming, NFT, and tokenized asset platforms, ensuring they remain compliant while scaling.

Business Compliances

Remain ready for audits. Prepare for the future.